Infopaket

Compliance in financial institutions

ВБ

Вибіркова дисципліна для ОП

Second

2023/2024

3 Semester

5

Full-time form

1. Know the general theoretical foundations of risk management in financial institutions and practical approaches to building a risk management system; features of risk management in the bank; legislative and regulatory framework of risk management; organization of the functioning of risk management and financial monitoring bodies. 2. To have the skills of analysis, synthesis, processing and visualization of statistical data, working with the legal framework, and public speaking.

This educational discipline is the theoretical and practical basis of the set of knowledge and skills that form the profile of a specialist in the direction of training "Finance, banking and insurance" and includes a range of issues related to the formation of a modern system of in-depth knowledge of the theory and practice of compliance implementation, its basic tools and mechanisms of interaction. Students should get an idea of the peculiarities of the implementation of the compliance system in financial institutions. The course is built using modern Western and domestic financial literature. The discipline forms a comprehensive understanding of the system of interrelationships in the field of compliance in an inextricable connection with its quantitative and qualitative characteristics, and the identification of the main trend and patterns of its implementation and development.

The goal of the discipline is the formation of a modern system of in-depth knowledge of the theory and practice of the organization of the compliance system in financial institutions, the development of practical skills in the analysis of the organization of compliance control in banks.

Final control is carried out in the form of a written test, which is evaluated at a maximum of 20 points and is conducted at one of the last seminar classes in the discipline. The final grade for the discipline is assigned to the student based on the results of work during the semester as the sum of points received during the academic semester, including points received for independent work and final control work.

Ukrainian