Stock Exchange Law

Course: “Law”

Structural unit: Education and Research Law School

Title
Stock Exchange Law
Code
Module type
Вибіркова дисципліна для ОП
Educational cycle
Second
Year of study when the component is delivered
2023/2024
Semester/trimester when the component is delivered
2 Semester
Number of ECTS credits allocated
3
Learning outcomes
Achievement of such competencies, skills and abilities as making personal sound judgments based on the analysis of problems of stock exchange law; ability to solve complex problems of legal regulation of stock exchange relations and suggest ways to solve them; coordinating the plan of researching certain questions of exchange law and independently creating materials with the help of given sources; gaining skills in working with legislative acts that make up the system of stock exchange legislation, and applying them, in particular in the process of creating operators of the organized market (commodity and stock exchanges), developing local acts of exchanges (statutes and rules of the stock exchange), concluding any types of exchange agreements and derivative contracts, etc.
Form of study
Full-time form
Prerequisites and co-requisites
Know the rules of the Economic Code of Ukraine and legal acts from the course "Economic Law", regulating the legal status of business entities of various organizational and legal forms, determine the legal status of their property, the system of bodies resolving economic disputes, the rules of the Economic Procedural Code of Ukraine from the course "Economic Procedural Law"; be able to consolidate and deepen the knowledge gained in lectures, by independent study of legislation and sources of special literature, as well as additional literature on relevant topics of the course; use the acquired knowledge from the courses of civil and economic law; use information and analytical resources of the Internet; perform self-study tasks, solve problems.
Course content
The discipline deals with the subject and system of stock exchange law, basic exchange terms (clearing, netting, outsourcing, etc.), regulation and management of trade organization (products, financial instruments, currency values), features of commodity, agricultural, currency, cryptocurrency exchanges, it analyses national and foreign experience of legal regulation of the Forex market, brokerage activities on stock exchanges as brokers, dealers or stock speculators (jobbers and traders), specific features of concluding, amending, terminating and enforcing exchange agreements and derivative contracts.
Recommended or required reading and other learning resources/tools
Pavlyuchenko Yu. M. Economic and legal support of the agrarian market: diss's. abstract... Dr. Jurid. Science. 12.00.04. State Organization «V. Mamutov Institute of Economic and Legal Research of the NAS of Ukraine». Kyiv, 2021. 35 p. Topical Issues of Economic Law (Special part): a textbook / ed. V.S. Shcherbyna, V.V. Reznikova. K .: Lira-K Publishing House, 2018. - 672 p. Dykan V.L., Nazarenko I.L., Plugina Yu. A. Stock Exchange Activity: a Textbook / Ed. V.L. Dikan. Kharkiv: UkrDUZT, 2017. - 282 p. The Law of Ukraine of June 21, 2018 "On Currency and Currency Transactions" / Information of the Verkhovna Rada. 2018. № 30. p.239. The Law of Ukraine of December 10, 1991 "On Commodity Exchanges" / Bulletin of the Verkhovna Rada of Ukraine. 1992. №10. Art. 139 (Edited on 05.08.2021). The Law of Ukraine of October 30, 1996 "On State Regulation of Capital Markets and Organized Commodity Markets" / Bulletin of the Verkhovna Rada of Ukraine. 1996. №51. Art. 292 (Edited on 01.01.2022).
Planned learning activities and teaching methods
Seminars are conducted in the form of a conversation with the elements of questioning. The methodological peculiarity of conducting seminars in such a way is the division of the topic for discussion into small logically related issues, the solution of which contributes to mastering lecture material and understanding of its practical value. If desired, the student is given the opportunity to briefly (up to 5 minutes) speak on the given question (oral answer) or in the form of a report or presentation. After the answer, students can supplement it with certain clarifications, additional information. The teacher can ask questions to test the student's knowledge, deepen the study of the topic of the discussion, focusing the group on certain problematic aspects. To test knowledge, tests, individual written assignments and drafting of exchange agreements are assigned.
Assessment methods and criteria
Types of formative assessment are chosen by the teacher who conducts practical lessons in compliance with the course syllabus. The teacher who conducts seminars processes students’ points scored during coursework and enters them in the student performance evaluation documents. If a student is absent from a seminar for a good reason, he / she may complete the missed lesson in extracurricular time within 14 days after this lesson was missed, during the teacher's consultation. The procedure is carried out by means of oral examination or another type of task set by the teacher. Points are not awarded for missed classes. At the end of the semester, missed classes are not completed.
Language of instruction
Ukrainian

Lecturers

This discipline is taught by the following teachers

Departments

The following departments are involved in teaching the above discipline